CFTC Investigations of Individuals: Obtaining Cooperation Credit | Practical Law

CFTC Investigations of Individuals: Obtaining Cooperation Credit | Practical Law

A Practice Note explaining the main factors the Commodity Futures Trading Commission (CFTC) considers in post-investigation settlement discussions when determining whether an individual is eligible for cooperation credit. This Note covers each of the main categories the CFTC uses to measure an individual's cooperation, including self-reporting, full cooperation, remediation, and recidivism, and offers counsel tips and best practices for maximizing the chances of obtaining cooperation credit.

CFTC Investigations of Individuals: Obtaining Cooperation Credit

Practical Law Practice Note w-040-8084 (Approx. 10 pages)

CFTC Investigations of Individuals: Obtaining Cooperation Credit

by Practical Law Securities Litigation & White Collar Crime
MaintainedUSA (National/Federal)
A Practice Note explaining the main factors the Commodity Futures Trading Commission (CFTC) considers in post-investigation settlement discussions when determining whether an individual is eligible for cooperation credit. This Note covers each of the main categories the CFTC uses to measure an individual's cooperation, including self-reporting, full cooperation, remediation, and recidivism, and offers counsel tips and best practices for maximizing the chances of obtaining cooperation credit.