FCA regulation of platforms | Practical Law

FCA regulation of platforms | Practical Law

This note provides a high-level overview of the FCA's regulation of platforms. It considers both the firms that operate platforms (known as platform service providers) and the retail investment firms that adopt and use platforms in their day-to-day businesses, and focuses on the regulatory requirements that apply to them.

FCA regulation of platforms

Practical Law UK Practice Note 6-507-4592 (Approx. 26 pages)

FCA regulation of platforms

MaintainedUnited Kingdom
This note provides a high-level overview of the FCA's regulation of platforms. It considers both the firms that operate platforms (known as platform service providers) and the retail investment firms that adopt and use platforms in their day-to-day businesses, and focuses on the regulatory requirements that apply to them.