CFTC Votes to Propose Rules on Intermediary Registration, Customer Positions, Commodity Trading Advisors and Disruptive Practices | Practical Law

CFTC Votes to Propose Rules on Intermediary Registration, Customer Positions, Commodity Trading Advisors and Disruptive Practices | Practical Law

An update on the CFTC's proposed rules and interpretive order under the Dodd-Frank Act covering registration of intermediaries; processing, transferring and clearing of customer positions; commodity trading advisors and commodity pool operators; and disruptive practices.

CFTC Votes to Propose Rules on Intermediary Registration, Customer Positions, Commodity Trading Advisors and Disruptive Practices

by PLC Finance
Published on 24 Feb 2011USA (National/Federal)
An update on the CFTC's proposed rules and interpretive order under the Dodd-Frank Act covering registration of intermediaries; processing, transferring and clearing of customer positions; commodity trading advisors and commodity pool operators; and disruptive practices.