FCA enforcement: publishing information about warning notices | Practical Law

FCA enforcement: publishing information about warning notices | Practical Law

The Financial Conduct Authority has published a policy statement that confirms how it will exercise its new power to publish information about warning notices it issues in enforcement cases from 15 October 2013. This new power is significant and may affect the strategies employed by subjects of FCA enforcement investigations and their advisers.

FCA enforcement: publishing information about warning notices

Practical Law UK Articles 0-550-0785 (Approx. 4 pages)

FCA enforcement: publishing information about warning notices

by Calum Burnett, Arnondo Chakrabarti, Tim House, Philip Annett and Sarah Hitchins, Allen & Overy LLP
Published on 28 Nov 2013United Kingdom
The Financial Conduct Authority has published a policy statement that confirms how it will exercise its new power to publish information about warning notices it issues in enforcement cases from 15 October 2013. This new power is significant and may affect the strategies employed by subjects of FCA enforcement investigations and their advisers.