Financial regulatory reform: enforcement checks and balances | Practical Law

Financial regulatory reform: enforcement checks and balances | Practical Law

Attention surrounding the financial regulatory reforms has focused on the detail of the new powers and the division of responsibility between the new regulators but there has been less debate on the implications for the enforcement process. However, the proposals could have a significant impact on the ability to challenge an enforcement or regulatory decision.

Financial regulatory reform: enforcement checks and balances

Practical Law UK Articles 0-507-9111 (Approx. 4 pages)

Financial regulatory reform: enforcement checks and balances

by Simon Orton and Sharon Grennan, Freshfields Bruckhaus Deringer LLP
Published on 01 Sep 2011United Kingdom
Attention surrounding the financial regulatory reforms has focused on the detail of the new powers and the division of responsibility between the new regulators but there has been less debate on the implications for the enforcement process. However, the proposals could have a significant impact on the ability to challenge an enforcement or regulatory decision.