Defending Against Insider Trading Claims | Practical Law

Defending Against Insider Trading Claims | Practical Law

This Practice Note provides an overview of the law governing insider trading violations in the context of government investigations, criminal prosecutions, and civil enforcement proceedings involving publicly traded stock. It identifies the elements of insider trading claims and the investigative techniques that regulators use to pursue those claims. It also identifies the most common substantive defenses, the sanctions and penalties available to regulators, and key strategies for counsel in defending against insider trading claims.

Defending Against Insider Trading Claims

Practical Law Practice Note w-000-5992 (Approx. 27 pages)

Defending Against Insider Trading Claims

by by Practical Law Litigation
MaintainedUSA (National/Federal)
This Practice Note provides an overview of the law governing insider trading violations in the context of government investigations, criminal prosecutions, and civil enforcement proceedings involving publicly traded stock. It identifies the elements of insider trading claims and the investigative techniques that regulators use to pursue those claims. It also identifies the most common substantive defenses, the sanctions and penalties available to regulators, and key strategies for counsel in defending against insider trading claims.