CPO/CTA Annual Compliance Checklist | Practical Law
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CPO/CTA Annual Compliance Checklist
Practical Law Checklist w-038-1432
(Approx. 4 pages)
CPO/CTA Annual Compliance Checklist
by Practical Law Finance
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USA (National/Federal)
A checklist of annual action points for commodity pool operators (CPOs) and commodity trading advisors (CTAs) that are registered with the US Commodity Futures Trading Commission (CFTC) and members of the National Futures Association (NFA).