CPO/CTA Annual Compliance Checklist | Practical Law

CPO/CTA Annual Compliance Checklist | Practical Law

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CPO/CTA Annual Compliance Checklist

Practical Law Checklist w-038-1432 (Approx. 4 pages)

CPO/CTA Annual Compliance Checklist

by Practical Law Finance
MaintainedUSA (National/Federal)
A checklist of annual action points for commodity pool operators (CPOs) and commodity trading advisors (CTAs) that are registered with the US Commodity Futures Trading Commission (CFTC) and members of the National Futures Association (NFA).