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MiFID investment firms: FCA prudential categories
Practical Law UK Practice Note 1-627-3786 (Approx. 26 pages)
MiFID investment firms: FCA prudential categories
| Law stated as at 31 Dec 2021 • United Kingdom |
An overview of the FCA's prudential categorisation of MiFID investment firms, which reflects requirements in the retained EU law version of the Capital Requirements Regulation (575/2013) (UK CRR) and UK measures implementing the CRD IV Directive (2013/36/EU).
This note has been law-stated and no longer reflects regulation that is in force.