Client assets: prime brokerage requirements in CASS 9 | Practical Law

Client assets: prime brokerage requirements in CASS 9 | Practical Law

An outline of the FCA's client assets requirements relating to prime brokerage as set out in chapter 9 of the Client Assets sourcebook (CASS 9) relating to the prime broker's daily report to clients and the prime brokerage agreement disclosure annex.

Client assets: prime brokerage requirements in CASS 9

Practical Law UK Practice Note 8-518-8446 (Approx. 9 pages)

Client assets: prime brokerage requirements in CASS 9

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An outline of the FCA's client assets requirements relating to prime brokerage as set out in chapter 9 of the Client Assets sourcebook (CASS 9) relating to the prime broker's daily report to clients and the prime brokerage agreement disclosure annex.