FSMA controllers regime: special regimes | Practical Law

FSMA controllers regime: special regimes | Practical Law

This note provides guidance on the special regimes relating to controllers and changes of control that apply to certain types of authorised firms that fall outside the direct scope of the controllers regime in Part 12 of the Financial Services and Markets Act 2000 (FSMA). The note also considers certain types of firms that are outside the controllers regime entirely.

FSMA controllers regime: special regimes

Practical Law UK Practice Note 1-506-5057 (Approx. 19 pages)

FSMA controllers regime: special regimes

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This note provides guidance on the special regimes relating to controllers and changes of control that apply to certain types of authorised firms that fall outside the direct scope of the controllers regime in Part 12 of the Financial Services and Markets Act 2000 (FSMA). The note also considers certain types of firms that are outside the controllers regime entirely.