Investigations: Representing Individual Corporate Employees: Managing Client Communications with Investigators Checklist | Practical Law

Investigations: Representing Individual Corporate Employees: Managing Client Communications with Investigators Checklist | Practical Law

View on Westlaw or start a FREE TRIAL today, Investigations: Representing Individual Corporate Employees: Managing Client Communications with Investigators Checklist, Legal Forms

Investigations: Representing Individual Corporate Employees: Managing Client Communications with Investigators Checklist

by Practical Law Securities Litigation & White Collar Crime
MaintainedUSA (National/Federal)
A Checklist of key issues and considerations that counsel should have in mind when representing individual corporate employees in internal, civil regulatory, and white collar investigations by the Securities and Exchange Commission (SEC) and Department of Justice (DOJ). This Checklist focuses on best practices concerning the client's interactions during the investigation with company counsel, civil regulators, or the criminal authorities.