Enforcement under the SM&CR | Practical Law
An overview of the enforcement powers available to the FCA and PRA under the senior managers and certification regime (SM&CR).
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Enforcement under the SM&CR
Practical Law UK Practice Note w-015-0547
(Approx. 20 pages)
Enforcement under the SM&CR
by
Sarah Hitchins, Partner, Allen & Overy LLP
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United Kingdom
An overview of the enforcement powers available to the FCA and PRA under the senior managers and certification regime (SM&CR).