US Derivatives Regulation: SEC Risk-Mitigation Rules for Uncleared Security-Based Swaps | Practical Law

US Derivatives Regulation: SEC Risk-Mitigation Rules for Uncleared Security-Based Swaps | Practical Law

A Practice Note detailing SEC rules requiring security-based swap dealers (SBSDs) and major security-based swap participants (MSBSPs) to apply specific risk-mitigation techniques, such as portfolio compression, portfolio reconciliation, and trade relationship documentation, to their portfolios of security-based swaps (SBS) that are not submitted for clearing.

US Derivatives Regulation: SEC Risk-Mitigation Rules for Uncleared Security-Based Swaps

by Practical Law Finance
Maintained • USA (National/Federal)
A Practice Note detailing SEC rules requiring security-based swap dealers (SBSDs) and major security-based swap participants (MSBSPs) to apply specific risk-mitigation techniques, such as portfolio compression, portfolio reconciliation, and trade relationship documentation, to their portfolios of security-based swaps (SBS) that are not submitted for clearing.