Regulatory references under the SM&CR | Practical Law

Regulatory references under the SM&CR | Practical Law

This note provides a summary of the FCA and PRA requirements relating to firms requesting, and providing, regulatory references for candidates under the senior managers and certification regime (SM&CR).

Regulatory references under the SM&CR

Practical Law UK Practice Note 0-619-5690 (Approx. 15 pages)

Regulatory references under the SM&CR

MaintainedUnited Kingdom
This note provides a summary of the FCA and PRA requirements relating to firms requesting, and providing, regulatory references for candidates under the senior managers and certification regime (SM&CR).