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FINRA Grants Additional Relief to Broker-Dealers Buying Back Auction Rate Securities
Practical Law Legal Update 4-384-0691 (Approx. 2 pages)
FINRA Grants Additional Relief to Broker-Dealers Buying Back Auction Rate Securities
by PLC Corporate & Securities
| Published on 05 Nov 2008 • USA (National/Federal) |
This is an update on the temporary relief from certain FINRA requirements that is being granted to broker-dealers that agree to buy back auction rate securities.