NYSE Modifies Rules to Implement Amendments to Regulation SHO | Practical Law

NYSE Modifies Rules to Implement Amendments to Regulation SHO | Practical Law

An update on NYSE’s proposed rule changes to implement amendments to Regulation SHO (which regulates naked short selling), including amendments to the SEC's alternative uptick rule. The NYSE's rule changes take effect February 28, 2011.

NYSE Modifies Rules to Implement Amendments to Regulation SHO

Practical Law Legal Update 2-504-9514 (Approx. 3 pages)

NYSE Modifies Rules to Implement Amendments to Regulation SHO

by PLC Corporate & Securities
Published on 25 Feb 2011 • USA (National/Federal)
An update on NYSE’s proposed rule changes to implement amendments to Regulation SHO (which regulates naked short selling), including amendments to the SEC's alternative uptick rule. The NYSE's rule changes take effect February 28, 2011.