SEC Approves Modification of Short Sale Order Procedures Relating to Alternative Uptick Rule Price Restrictions | Practical Law

https://content.next.westlaw.com/practical-law/document/Ibb0a5fb7ef0511e28578f7ccc38dcbee/SEC-Approves-Modification-of-Short-Sale-Order-Procedures-Relating-to-Alternative-Uptick-Rule-Price-Restrictions?viewType=FullText&transitionType=Default&contextData=(sc.Default) An update on a rule change by the NYSE modifying its procedures for handling short sale orders during a period when the short sale price restrictions of Rule 201 of Regulation SHO are in effect.

SEC Approves Modification of Short Sale Order Procedures Relating to Alternative Uptick Rule Price Restrictions

Practical Law Legal Update 1-505-4742 (Approx. 2 pages)

SEC Approves Modification of Short Sale Order Procedures Relating to Alternative Uptick Rule Price Restrictions

by PLC Corporate & Securities

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Published on 29 Mar 2011 • USA (National/Federal)

An update on a rule change by the NYSE modifying its procedures for handling short sale orders during a period when the short sale price restrictions of Rule 201 of Regulation SHO are in effect.