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SEC Settles Charges for Short Selling Violations
Practical Law Legal Update 1-501-3450 (Approx. 2 pages)
SEC Settles Charges for Short Selling Violations
by PLC Corporate & Securities
| Published on 27 Jan 2010 • USA (National/Federal) |
An update on the SEC's first enforcement actions for improper short selling filed under revised Rule 105 of Regulation M of the Exchange Act.