SEC Settles Charges for Short Selling Violations | Practical Law

https://content.next.westlaw.com/practical-law/document/Ibb0a5f8bef0511e28578f7ccc38dcbee/SEC-Settles-Charges-for-Short-Selling-Violations?viewType=FullText&transitionType=Default&contextData=(sc.Default) An update on the SEC's first enforcement actions for improper short selling filed under revised Rule 105 of Regulation M of the Exchange Act.

SEC Settles Charges for Short Selling Violations

Practical Law Legal Update 1-501-3450 (Approx. 2 pages)

SEC Settles Charges for Short Selling Violations

by PLC Corporate & Securities

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Published on 27 Jan 2010 • USA (National/Federal)

An update on the SEC's first enforcement actions for improper short selling filed under revised Rule 105 of Regulation M of the Exchange Act.