Enter to open, tab to navigate, enter to select
SEC Publishes Proposed Rule to Ban "Pay to Play" Practices by Investment Advisers
Practical Law Legal Update 1-386-8945 (Approx. 2 pages)
SEC Publishes Proposed Rule to Ban "Pay to Play" Practices by Investment Advisers
by PLC Corporate & Securities
| Published on 03 Aug 2009 • USA (National/Federal) |
An update on the SEC's publication of a proposed rule on political contributions by investment advisers intended to ban "pay to play" practices.