NYSE Issues Guidance on Reporting Obligations for Lead Underwriters and PIPE Placement Agents | Practical Law

https://content.next.westlaw.com/practical-law/document/Ibb0a5f12ef0511e28578f7ccc38dcbee/NYSE-Issues-Guidance-on-Reporting-Obligations-for-Lead-Underwriters-and-PIPE-Placement-Agents?viewType=FullText&transitionType=Default&contextData=(sc.Default) An update on a NYSE information memo about the reporting obligations for lead underwriters of offerings of listed securities and placement agents for PIPE transactions.

NYSE Issues Guidance on Reporting Obligations for Lead Underwriters and PIPE Placement Agents

Practical Law Legal Update 1-385-1313 (Approx. 3 pages)

NYSE Issues Guidance on Reporting Obligations for Lead Underwriters and PIPE Placement Agents

by PLC Corporate & Securities

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Published on 27 Feb 2009 • USA (National/Federal)

An update on a NYSE information memo about the reporting obligations for lead underwriters of offerings of listed securities and placement agents for PIPE transactions.