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SEC Imposes Additional Disclosure and Conflict of Interest Requirements on NRSROs
Practical Law Legal Update 0-500-8454 (Approx. 4 pages)
SEC Imposes Additional Disclosure and Conflict of Interest Requirements on NRSROs
by PLC Corporate & Securities and PLC Finance
| Published on 30 Nov 2009 • USA (National/Federal) |
An update on the SEC's final rule amendments imposing additional disclosure and conflict of interest requirements on nationally recognized statistical rating organizations (NRSROs).