MiFID II Briefing Series: HMT Consultation on MiFID II (Part 5) | Practical Law

MiFID II Briefing Series: HMT Consultation on MiFID II (Part 5) | Practical Law

An article, which is the fifth in a series of briefing notes on MiFID II, discussing HM Treasury's consultation on the UK's approach to the transposition of the MiFID II Directive (2014/65/EU) into national law. Areas addressed include:

MiFID II Briefing Series: HMT Consultation on MiFID II (Part 5)

Practical Law UK Articles 3-608-3926 (Approx. 11 pages)

MiFID II Briefing Series: HMT Consultation on MiFID II (Part 5)

by Rob Moulton, Partner, Ashurst Financial Regulation Practice
Law stated as at 23 Apr 2015 • United Kingdom
An article, which is the fifth in a series of briefing notes on MiFID II, discussing HM Treasury's consultation on the UK's approach to the transposition of the MiFID II Directive (2014/65/EU) into national law. Areas addressed include:
  • Third country regime.
  • Data reporting services.
  • Position limits for commodity derivatives and reporting.
  • Unauthorised persons.
  • Structured deposits.
  • Power to remove board members.
  • Organised trading facilities (OTFs).