Practical Law Glossary Item 3-589-4535 (Approx. 3 pages)
Glossary
Branch Office
Any location where one or more associated persons of a broker-dealer conducts or holds itself out as conducting the business of effecting transactions in, or soliciting the purchase or sale of, any security. A broker-dealer is required to register branch offices with FINRA through the Central Registration Depository (CRD).