FCA investigations and enforcement: information gathering | Practical Law

FCA investigations and enforcement: information gathering | Practical Law

This note outlines the FCA's information gathering powers under section 165, and its supplementary powers under section 175, of the Financial Services and Markets Act 2000 (FSMA).

FCA investigations and enforcement: information gathering

Practical Law UK Practice Note 8-524-5606 (Approx. 22 pages)

FCA investigations and enforcement: information gathering

by Practical Law Financial Services
Maintained • United Kingdom
This note outlines the FCA's information gathering powers under section 165, and its supplementary powers under section 175, of the Financial Services and Markets Act 2000 (FSMA).