FCA client categorisation (COBS 3) | Practical Law

FCA client categorisation (COBS 3) | Practical Law

Chapter 3 of the FCA's Conduct of Business sourcebook (COBS 3) identifies three different categories of client: retail clients, professional clients and eligible counterparties. This note provides an overview of COBS 3.

FCA client categorisation (COBS 3)

Practical Law UK Practice Note 7-533-4288 (Approx. 19 pages)

FCA client categorisation (COBS 3)

MaintainedUnited Kingdom
Chapter 3 of the FCA's Conduct of Business sourcebook (COBS 3) identifies three different categories of client: retail clients, professional clients and eligible counterparties. This note provides an overview of COBS 3.