FSMA controllers regime: ongoing obligations for authorised firms | Practical Law

FSMA controllers regime: ongoing obligations for authorised firms | Practical Law

This note provides an overview of the ongoing obligations for authorised firms in respect of their controllers under the rules of the FCA and the PRA that apply in addition to the requirements specifically relating to changes of control.

FSMA controllers regime: ongoing obligations for authorised firms

Practical Law UK Practice Note 7-506-5120 (Approx. 7 pages)

FSMA controllers regime: ongoing obligations for authorised firms

MaintainedUnited Kingdom
This note provides an overview of the ongoing obligations for authorised firms in respect of their controllers under the rules of the FCA and the PRA that apply in addition to the requirements specifically relating to changes of control.