Understanding Contested SEC Remedies Checklist | Practical Law

Understanding Contested SEC Remedies Checklist | Practical Law

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Understanding Contested SEC Remedies Checklist

Practical Law Checklist w-041-5560 (Approx. 9 pages)

Understanding Contested SEC Remedies Checklist

by Practical Law Securities Litigation & White Collar Crime
MaintainedUSA (National/Federal)
A Checklist outlining commonly litigated remedies that the Securities and Exchange Commission (SEC) enforcement staff seeks in its enforcement actions. The Checklist covers various remedies available to the SEC and provides counsel representing defendants or respondents with strategies and best practices for challenging the SEC-sought relief.