Registered Representative | Practical Law

Registered Representative | Practical Law

Registered Representative

Registered Representative

Practical Law Glossary Item w-000-6420 (Approx. 2 pages)

Glossary

Registered Representative

An associated person of a broker-dealer who is licensed through the Financial Industry Regulatory Authority (FINRA) with the broker-dealer in one or more registration categories under FINRA rules or the blue sky laws of one or more states.