MiFID II Briefing Series: FCA's first consultation paper (Part 7) | Practical Law

MiFID II Briefing Series: FCA's first consultation paper (Part 7) | Practical Law

An article, which is the seventh in a series of briefing notes on MiFID II, discussing the FCA's first consultation (CP15/43) on implementation of MiFID II. Areas discussed include:

MiFID II Briefing Series: FCA's first consultation paper (Part 7)

Practical Law UK Articles 7-621-7387 (Approx. 4 pages)

MiFID II Briefing Series: FCA's first consultation paper (Part 7)

by Rob Moulton, Partner, Ashurst Financial Regulation Practice
Law stated as at 08 Jan 2016 • European Union
An article, which is the seventh in a series of briefing notes on MiFID II, discussing the FCA's first consultation (CP15/43) on implementation of MiFID II. Areas discussed include:
  • Trading venues.
  • Systematic internalisers (SIs).
  • Transparency waivers.
  • Transaction reporting.
  • Structured deposits.
  • FCA Principles for Businesses.