Notifications for Company Changes and Contact Information Checklist for Nasdaq-Listed Companies | Practical Law

Notifications for Company Changes and Contact Information Checklist for Nasdaq-Listed Companies | Practical Law

A checklist identifying common corporate changes that require notification to Nasdaq by a company whose securities are listed on any of the Nasdaq markets. The changes requiring notification include transfers between the markets, cash dividends, change of company name, listing of additional securities, and mergers. This checklist identifies the location of instructions for the notification and the applicable notification form, and indicates the timing for the notification. In addition, this checklist provides the contact information (phone and/or email) for several key Nasdaq departments and teams, including the hearings department, symbol reservation team, enforcement hotline, and market surveillance department.

Notifications for Company Changes and Contact Information Checklist for Nasdaq-Listed Companies

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A checklist identifying common corporate changes that require notification to Nasdaq by a company whose securities are listed on any of the Nasdaq markets. The changes requiring notification include transfers between the markets, cash dividends, change of company name, listing of additional securities, and mergers. This checklist identifies the location of instructions for the notification and the applicable notification form, and indicates the timing for the notification. In addition, this checklist provides the contact information (phone and/or email) for several key Nasdaq departments and teams, including the hearings department, symbol reservation team, enforcement hotline, and market surveillance department.