Nasdaq: Requirements for Listing and Trading Non-Convertible Bonds Checklist | Practical Law

Nasdaq: Requirements for Listing and Trading Non-Convertible Bonds Checklist | Practical Law

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Nasdaq: Requirements for Listing and Trading Non-Convertible Bonds Checklist

Practical Law Checklist w-035-7744 (Approx. 9 pages)

Nasdaq: Requirements for Listing and Trading Non-Convertible Bonds Checklist

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
This Checklist describes the requirements for initial and ongoing listing of a US domestic company's non-convertible debt securities (or "bonds") on a tier of the Nasdaq Stock Market (Nasdaq) and for trading non-convertible bonds on Nasdaq. It specifies the documents to be filed for initial and ongoing listing and the fees required to be paid and includes links to the relevant documentation and Nasdaq guidance. It also sets out the rules governing trading non-convertible bonds on Nasdaq.