Cryptocurrency and Digital Asset Issues for Broker-Dealers: Overview | Practical Law

Cryptocurrency and Digital Asset Issues for Broker-Dealers: Overview | Practical Law

A Practice Note providing an overview of key issues that a broker-dealer transacting in cryptocurrency and other digital assets should consider when determining how to comply with the US federal securities laws and FINRA rules. This Note discusses the joint statement of the SEC and FINRA regarding broker-dealer custody of digital assets as well as other guidance.

Cryptocurrency and Digital Asset Issues for Broker-Dealers: Overview

Practical Law Practice Note Overview w-035-0674 (Approx. 9 pages)

Cryptocurrency and Digital Asset Issues for Broker-Dealers: Overview

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
A Practice Note providing an overview of key issues that a broker-dealer transacting in cryptocurrency and other digital assets should consider when determining how to comply with the US federal securities laws and FINRA rules. This Note discusses the joint statement of the SEC and FINRA regarding broker-dealer custody of digital assets as well as other guidance.