What's Market: The SEC's Settlement Process | Practical Law

What's Market: The SEC's Settlement Process | Practical Law

A Practice Note discussing the process of settling actions with the SEC. This Note covers best practices in negotiating and carrying out a settlement with the SEC as well as links to What's Market summaries of selected SEC settlement agreements. Counsel should review What's Market summaries of SEC settlement agreements to familiarize themselves with the settlement terms the parties have agreed to in cases similar to counsel's current representation.

What's Market: The SEC's Settlement Process

Practical Law Practice Note w-009-8980 (Approx. 13 pages)

What's Market: The SEC's Settlement Process

by Practical Law Securities Litigation & White Collar Crime
MaintainedUSA (National/Federal)
A Practice Note discussing the process of settling actions with the SEC. This Note covers best practices in negotiating and carrying out a settlement with the SEC as well as links to What's Market summaries of selected SEC settlement agreements. Counsel should review What's Market summaries of SEC settlement agreements to familiarize themselves with the settlement terms the parties have agreed to in cases similar to counsel's current representation.