US Derivatives Regulation: Swap Clearing and Trade Execution | Practical Law
A Practice Note detailing swap clearing and trade execution requirements in the US, including a summary of CFTC swap clearing determinations and made-available-to-trade (MAT) determinations to date. This Note also details the CFTC regulatory framework for derivatives clearing organizations (DCOs) and swap execution facilities (SEFs), as well as certain relevant SEC rules for security-based swap (SBS) clearing agencies.