Investigations: Representing Individual Corporate Employees: Managing Client Communications with Investigators | Practical Law

Investigations: Representing Individual Corporate Employees: Managing Client Communications with Investigators | Practical Law

A Practice Note addressing the unique considerations and challenges of representing individual corporate employees in civil regulatory and white collar investigations by the Securities and Exchange Commission (SEC) and Department of Justice (DOJ). The Note covers key considerations and best practices concerning the client's interactions with the civil regulator or the government.

Investigations: Representing Individual Corporate Employees: Managing Client Communications with Investigators

by Practical Law Securities Litigation & White Collar Crime
Maintained • USA (National/Federal)
A Practice Note addressing the unique considerations and challenges of representing individual corporate employees in civil regulatory and white collar investigations by the Securities and Exchange Commission (SEC) and Department of Justice (DOJ). The Note covers key considerations and best practices concerning the client's interactions with the civil regulator or the government.