Broker-Dealer Insolvencies under the Bankruptcy Code and SIPA | Practical Law

Broker-Dealer Insolvencies under the Bankruptcy Code and SIPA | Practical Law

A Practice Note addressing securities broker-dealer insolvencies under the US Bankruptcy Code and the Securities Investor Protection Act (SIPA), including Bankruptcy Code provisions applicable to stockbroker and commodity broker liquidations, safe harbors and exceptions applicable to eligible non-debtor counter-parties, stockbroker liquidations under SIPA, and the interplay between the Bankruptcy Code and SIPA.

Broker-Dealer Insolvencies under the Bankruptcy Code and SIPA

Practical Law Practice Note w-030-8341 (Approx. 16 pages)

Broker-Dealer Insolvencies under the Bankruptcy Code and SIPA

by Practical Law Bankruptcy & Restructuring
MaintainedUSA (National/Federal)
A Practice Note addressing securities broker-dealer insolvencies under the US Bankruptcy Code and the Securities Investor Protection Act (SIPA), including Bankruptcy Code provisions applicable to stockbroker and commodity broker liquidations, safe harbors and exceptions applicable to eligible non-debtor counter-parties, stockbroker liquidations under SIPA, and the interplay between the Bankruptcy Code and SIPA.