Overview of FSMA individual accountability regime | Practical Law

Overview of FSMA individual accountability regime | Practical Law

An overview of the individual accountability regime for authorised financial services firms under the Financial Services and Markets Act 2000 (FSMA), which consists of the senior managers and certification regime (SM&CR) and the approved persons regime (APR).

Overview of FSMA individual accountability regime

Practical Law UK Practice Note Overview w-021-7558 (Approx. 9 pages)

Overview of FSMA individual accountability regime

MaintainedUnited Kingdom
An overview of the individual accountability regime for authorised financial services firms under the Financial Services and Markets Act 2000 (FSMA), which consists of the senior managers and certification regime (SM&CR) and the approved persons regime (APR).