Supervising retail investment advice: FCA finalised guidance | Practical Law

Supervising retail investment advice: FCA finalised guidance | Practical Law

The Financial Conduct Authority has published finalised guidance on supervising retail investment advice, in particular relating to inducements and conflicts of interest.

Supervising retail investment advice: FCA finalised guidance

Practical Law UK Articles 3-558-7225 (Approx. 2 pages)

Supervising retail investment advice: FCA finalised guidance

by Slaughter and May and Practical Law Financial Services and Practical Law Corporate
Published on 27 Feb 2014United Kingdom
The Financial Conduct Authority has published finalised guidance on supervising retail investment advice, in particular relating to inducements and conflicts of interest.