FCA financial promotion approval gateway | Practical Law

FCA financial promotion approval gateway | Practical Law

A note on the FCA's regulatory gateway under section 21 of the Financial Services and Markets Act 2000, which requires all authorised firms intending to approve financial promotions for unauthorised persons to apply for approver permission, unless an approver permission exemption applies.

FCA financial promotion approval gateway

Practical Law UK Practice Note w-042-7192 (Approx. 20 pages)

FCA financial promotion approval gateway

MaintainedUnited Kingdom
A note on the FCA's regulatory gateway under section 21 of the Financial Services and Markets Act 2000, which requires all authorised firms intending to approve financial promotions for unauthorised persons to apply for approver permission, unless an approver permission exemption applies.