Dealing in investments as agent: flowchart | Practical Law

Dealing in investments as agent: flowchart | Practical Law

A flowchart on the regulated activities of dealing in investments as agent, or agreeing to do so, under article 21 and article 64 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO).

Dealing in investments as agent: flowchart

Practical Law UK Checklist 8-202-4043 (Approx. 4 pages)

Dealing in investments as agent: flowchart

MaintainedUnited Kingdom
A flowchart on the regulated activities of dealing in investments as agent, or agreeing to do so, under article 21 and article 64 of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (SI 2001/544) (RAO).