CFTC Issues Relief on 2014 Dodd-Frank CCO Reports | Practical Law
The CFTC issued no-action relief providing chief compliance officers of swap dealers, major swap participants and futures commission merchants with an extension, from 60 days to 90 days following the end of their fiscal year, for the filing of their 2014 annual reports, mandated under Title VII of the Dodd-Frank Act. The CFTC also provided additional limited no-action relief on 2014 CCO annual reports.