Transaction reporting: FCA regime (pre-MiFID II) | Practical Law

Transaction reporting: FCA regime (pre-MiFID II) | Practical Law

This note outlines the FCA's transaction reporting requirements, as in force until 2 February 2018.

Transaction reporting: FCA regime (pre-MiFID II)

Practical Law UK Practice Note 2-525-1520 (Approx. 31 pages)

Transaction reporting: FCA regime (pre-MiFID II)

by Practical Law Financial Services
Law stated as at 02 Jan 2018 • United Kingdom
This note outlines the FCA's transaction reporting requirements, as in force until 2 February 2018.