Investment Manager Model Compliance Manual | Practical Law

Investment Manager Model Compliance Manual | Practical Law

An investment manager compliance manual to be distributed to all associated persons. This Standard Document has integrated notes with important explanatory and drafting tips.

Investment Manager Model Compliance Manual

Practical Law Standard Document w-007-8638 (Approx. 126 pages)

Investment Manager Model Compliance Manual

by Jane L. Stafford, Stafford Law Firm LLC, with Practical Law Corporate & Securities
Law stated as of 01 May 2019 • USA (National/Federal)
An investment manager compliance manual to be distributed to all associated persons. This Standard Document has integrated notes with important explanatory and drafting tips.