Claiming the Rule 12g3-2(b) Filing Exemption Checklist | Practical Law
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Claiming the Rule 12g3-2(b) Filing Exemption Checklist
Practical Law Checklist 7-503-9447
(Approx. 7 pages)
Claiming the Rule 12g3-2(b) Filing Exemption Checklist
by Practical Law Corporate & Securities
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USA (National/Federal)
This Checklist summarizes the steps to take when a foreign private issuer (certain non-US companies) is claiming for the first time the Rule 12g3-2(b) exemption from registration and filing under the Securities Exchange Act of 1934.