Determining Filer Status Chart | Practical Law

Determining Filer Status Chart | Practical Law

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Determining Filer Status Chart

Practical Law Checklist w-025-0914 (Approx. 8 pages)

Determining Filer Status Chart

by Practical Law Corporate & Securities
MaintainedUSA (National/Federal)
This chart highlights the differences among the categories of filers under Rule 405 under the Securities Act and Rule 12(b)-2 under the Exchange Act, including the definitions of accelerated filer, large accelerated filer and smaller reporting company, initial determination of filer status and the re-evaluation of filer status and transition between categories. This chart also summarizes the relationships among the filer categories and their subsequent determinations.