COBS 4 rules: communicating with clients, including financial promotions | Practical Law

COBS 4 rules: communicating with clients, including financial promotions | Practical Law

This note outlines the FCA's conduct of business requirements in chapter 4 of the Conduct of Business sourcebook (COBS 4) that apply to a firm's financial promotions and other communications with clients.

COBS 4 rules: communicating with clients, including financial promotions

Practical Law UK Practice Note 2-376-6277 (Approx. 50 pages)

COBS 4 rules: communicating with clients, including financial promotions

by Practical Law Financial Services
Maintained • United Kingdom
This note outlines the FCA's conduct of business requirements in chapter 4 of the Conduct of Business sourcebook (COBS 4) that apply to a firm's financial promotions and other communications with clients.