Financial Industry Regulatory Authority (FINRA) | Practical Law

Financial Industry Regulatory Authority (FINRA) | Practical Law

Financial Industry Regulatory Authority (FINRA)

Financial Industry Regulatory Authority (FINRA)

Practical Law UK Glossary 9-107-6872 (Approx. 2 pages)

Glossary

Financial Industry Regulatory Authority (FINRA)

The successor organization to the National Association of Securities Dealers, Inc. (NASD). The largest non-governmental regulator for all securities firms doing business in the US.
For further information, see the FINRA website.