Securities Act of 1933 | Practical Law

Securities Act of 1933 | Practical Law

Securities Act of 1933

Securities Act of 1933

Practical Law UK Glossary 7-107-7226 (Approx. 2 pages)

Glossary

Securities Act of 1933

A US statute which primarily regulates the offer and sale of securities by an issuer to the public in the US. It creates a mechanism for the registration of securities publicly offered and the use of a prospectus in connection with such a public offering. The Act also defines certain limited exemptions from the registration requirements, regulates fraud in connection with the offer and sale of securities and sets standards of liability.
For further information, see the US Securities and Exchange Commission website.